R v Securities and Futures Authority Ltd and another ex parte Fleurose [2002] IRLR 297 CA

Reports relating to this case:

  • Human rights: Disciplinary proceedings did not breach trader's right to a fair trial

    Date:
    24 June 2002

    Disciplinary proceedings taken by the Securities and Futures Authority against a securities trader involved the "determination of his civil rights and obligations", but not the determination of "any criminal charge" within the meaning of article 6 of the European Convention on Human Rights, even though the proceedings could result in fines and a suspension, holds the Court of Appeal in R v Securities and Futures Authority Ltd and another ex parte Fleurose.