All items: Financial services

  • WhatsApp and confidential data: where to draw the line with social media

    Date:
    19 May 2017

    An investment bank employee has been investigated by the Financial Conduct Authority after sharing confidential client information over WhatsApp. While a reasonable level of employee social media use at work may be acceptable, it is still important to have clear social media policies.

  • Senior Managers Regime: New rules on references from 7 March

    Date:
    28 February 2017

    New rules regarding references in the financial services industry come into force on 7 March as part of the Senior Managers Regime. What are employers' obligations and what information must they include?

About this category

Legal guidance: HR and legal information and guidance relating to employers in the financial services industry.