How to conduct a disciplinary investigation
Author: Tina Elliott
Summary
Click on any of the hyperlinks to go to more detailed guidance below.
- Take into account that a reasonable disciplinary investigation will be essential to a fair dismissal for misconduct.
- Be aware that the Acas code of practice on disciplinary and grievance procedures includes recommendations about disciplinary investigations.
- Make sure that the investigating officer is not connected in any way to the facts giving rise to the disciplinary charge.
- Ensure that the necessary investigations are carried out without unreasonable delay.
- Consider whether or not it is necessary to suspend the employee while the investigations are carried out.
- Where necessary arrange an investigatory meeting with the employee accused of misconduct, to obtain their account of events.
- Arrange meetings with witnesses to obtain their account of the incident or events and take their statements.
- Collect any relevant documents.
- Prepare a set of witness statements and relevant documents to be submitted to the disciplinary hearing and to the employee in question in advance of the hearing.
- Be aware that, although there is no statutory right for an individual to be accompanied at an investigatory hearing, the right may apply under the company disciplinary procedure or by reason of custom and practice.
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