This is a preview. To continue reading please log in or Register to read this article

Senior Managers and Certification Regime: The basics

Author: Sarah Leslie

The Senior Managers and Certification Regime (SMCR) will apply to all Financial Conduct Authority (FCA) solo-regulated firms from 9 December 2019. In the first in a series of four articles, Sarah Leslie sets out the key elements of the new regime, and looks at the new directory.